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Securities Industry Essentials (SIE) Exam Prep (GBS261LL) 1 Credit

Helps to prepare students for the Financial Industry Regulatory Authority (FINRA) Securities Industry Essentials (SIE) Examination required for prospective securities industry professionals. Focuses on reviewing key concepts, practicing skills, and preparing to successfully demonstrate existing knowledge on the SIE certification exam. The course is designed to provide an overview of exam topics and study and test-taking strategies. It also will include structured study time, group discussions, and the use of practice exams to assess test readiness.
Prerequisites: None. Corequisites: Concurrent enrollment in GBS261 recommended but not required. Note: GBS261 is recommended for students who are not already employed in the financial services industry and need more in-depth content related to the SIE exam.

Class# Semester Location Delivery Dates Days Times Instructor Availability
39978 Fall 2021 Scottsdale
Live Online Instruction
Live Online 10/04/2021 - 10/08/2021 M,Tu,W,Th 6:00PM - 8:45PM
  • R. Victor
Open
21 of 50 Seats Available
  • Notes
    • Class Notes: GBS261LL-39978 prepares students for the FINRA's Securities Industry Essentials (SIE) exam. Students who do not enroll in GBS261-39977 should come to class already having reviewed the SIE material, using a test prep book. Students take and must pass the SIE exam to pass this class. The national exam is taken through FINRA/Prometric at an additional cost of $60, paid by the student.
      Live Online Classes have live online sessions that meet on specific days and times. Attendance in these live online sessions is mandatory. Additional online work that is not synchronous may also be included during the duration the classes are offered and have set due dates for assignments. Students are required to have access to a computer or mobile device, and Internet access.
      This class is graded on a P/Z basis.